STONEBRIDGE ADVISORS LLC
PRIVACY POLICY
Stonebridge Advisors LLC values our relationship with you and considers your privacy an important priority in maintaining that relationship. We are committed to protecting the security and confidentiality of your personal information.
SOURCES OF INFORMATION
We collect nonpublic personal information about you from the following sources:
- Information we receive from you, or your broker-dealer, investment adviser or financial representative through interviews, applications, agreements or other forms
- Information about your transactions with us, our affiliates or others
- Information we receive from your inquiries by mail, e-mail or telephone
INFORMATION COLLECTED
The type of data we collect may include your name, address, social security number, age, financial status, assets, income, tax information, retirement and estate plan information, transaction history, account balance, payment history, investment objectives, marital status, family relationships and other personal information.
DISCLOSURE OF INFORMATION
We do not disclose any nonpublic personal information about our customers or former customers except as permitted by law. These permitted uses include the disclosure of such information to financial service providers and other companies for the following reasons:
- In order to provide you with products and services and to effect transactions that you request or authorize, we may disclose your personal information as described above to financial service providers and other companies that perform administrative or other services on our behalf, such as transfer agents, system developers, custodians and trustees, or that assist us in the distribution of investor materials such as trustees, banks, financial representatives, proxy services, solicitors and printers.
- We may also release such information about you if you direct us to do so, if we are compelled by law to do so, or in other legally limited circumstances (for example, to protect your account from fraud).
CONFIDENTIALITY AND SECURITY
With regard to our internal security procedures, Stonebridge Advisors LLC restricts access to your nonpublic personal information to those Stonebridge Advisors LLC employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information.
POLICY UPDATES AND INQUIRIES
As required by federal law, we will notify you of our privacy policy annually. We reserve the right to modify this policy at any time, however, if we do change it, we will tell you promptly. For questions about our policy, please contact us at 1-203-762-0004.
March 2010